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Rachel Wing yin Siu

Blackrock Investments, LLC

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About Rachel Wing yin Siu

Rachel Siu is an investment advisor with Blackrock Investments, LLC. Rachel has been in the industry since 2010. Rachel has passed the following exams: Series 63, SIE, Series 3, Series 87, Series 86, and Series 7. Rachel is registered in California. Rachel was previously employed by Goldman, Sachs & Co..

Firm Information

Rachel Siu is currently registered with Blackrock Investments, LLC. Blackrock Investments, LLC is a Limited Liability Company formed on October 21, 1994. The firm is registered with the Securities and Exchange Commission and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Blackrock Investments has been involved in one regulatory event and one arbitration.

Not reported

Assets Under Management

Not reported

Total Clients

280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachel Siu’s Registration & Firm History

NJ

07/04/2016 - Present

Blackrock Investments, LLC (PRINCETON NJ)

NY

08/24/2010 - 06/15/2015

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 10/04/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/09/2015

Series 3 - National Commodity Futures Examination

BC

Issued 09/10/2010

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/27/2010

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 08/23/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachel Wing yin Siu.
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