Unclaimed
Rachel Siu is an investment advisor with Blackrock Investments, LLC. Rachel has been in the industry since 2010. Rachel has passed the following exams: Series 63, SIE, Series 3, Series 87, Series 86, and Series 7. Rachel is registered in California. Rachel was previously employed by Goldman, Sachs & Co..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
07/04/2016 - Present
Blackrock Investments, LLC (PRINCETON NJ)
NY
08/24/2010 - 06/15/2015
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 10/04/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2015
Series 3 - National Commodity Futures Examination
BC
Issued 09/10/2010
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/27/2010
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 08/23/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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