Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Virginia Eaton is a financial advisor who is registered with the Securities and Exchange Commission (SEC) and FINRA. Eaton has been in the financial services industry since September 2005. She is currently registered with Wells Fargo Clearing Services, LLC and is licensed to offer securities and advisory services in California, Florida, Iowa, Nevada, South Dakota and Washington. Eaton has held previous positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, Wells Fargo Investments, LLC, Chase Investment Services Corp, WAMU Investments, Inc, Lindsco/Private Ledger Corp., XCU Capital Corporation, Inc, and Morgan Stanley DW Inc. Eaton's primary specialization is in financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
05/21/2021 - Present
Wells Fargo Clearing Services, LLC (ROSEVILLE CA)
CA
12/01/2016 - 05/24/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ROSEVILLE CA)
CA
01/03/2011 - 12/07/2016
WELLS FARGO ADVISORS (ROSEVILLE CA)
CA
03/26/2010 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (ROSEVILLE CA)
CA
05/02/2009 - 03/29/2010
CHASE INVESTMENT SERVICES CORP. (AUBURN CA)
CA
01/09/2008 - 05/02/2009
WAMU INVESTMENTS, INC. (GRASS VALLEY CA)
CA
09/20/2007 - 12/21/2007
LINSCO/PRIVATE LEDGER CORP. (VACAVILLE CA)
CA
04/20/2006 - 09/12/2007
XCU CAPITAL CORPORATION, INC. (DAVIS CA)
CA
08/01/2005 - 04/05/2006
MORGAN STANLEY DW INC. (SACRAMENTO CA)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/06/2005
Series 31 - Futures Managed Funds Examination
BC
Issued 07/29/2005
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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