Unclaimed
Rachel Van Etten is a financial advisor with Fidelity Brokerage Services LLC. Rachel is a Series 7, 9, 10, and 63 licensed professional and is registered in Massachusetts, Texas, and Utah. Rachel began her career in the financial services industry in 2017 and has over five years of experience. Prior to joining Fidelity Brokerage Services LLC, Rachel was employed by TD Ameritrade, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
10/13/2022 - Present
Fidelity Brokerage Services LLC (WESTLAKE TX)
TX
11/14/2017 - 09/07/2022
TD AMERITRADE, INC. (Southlake TX)
BC
Issued 11/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/06/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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