Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Tucker is a financial advisor licensed in Louisiana. Rachel is currently registered with Northwestern Mutual Investment Services, LLC and has previously been associated with SIGMA FINANCIAL CORPORATION and SECURITIES AMERICA, INC. Rachel has a Series 7, Series 63, and Series 66 licenses. Rachel’s primary office is located in Baton Rouge, Louisiana.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
LA
03/30/2022 - Present
Northwestern Mutual Investment Services, LLC (Baton Rouge LA)
LA
01/19/2022 - 03/01/2022
SIGMA FINANCIAL CORPORATION (Baton Rouge LA)
LA
06/21/2021 - 01/25/2022
SECURITIES AMERICA, INC. (BATON ROUGE LA)
BC
Issued 05/06/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/07/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/21/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/19/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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