Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Tracy Smith is a financial advisor with TLG Advisors, Inc. Rachel has been in the financial services industry since 1999. TLG Advisors, Inc. is a firm with offices in Littleton, CO and Birmingham, AL. Rachel is registered as an investment advisor representative with TLG Advisors, Inc. in Alabama. Rachel holds Series 6, 7, 24, 63 and 66 securities licenses. Rachel's expertise includes financial planning, pension consulting, and portfolio management for individuals and businesses. Rachel has a strong record of providing financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Placement of institutional funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
AL
11/25/2024 - Present
TLG Advisors, Inc. (Birmingham AL)
MO
10/01/2007 - 10/31/2007
EDWARD JONES (ST. LOUIS MO)
AL
06/07/1999 - 10/26/2007
PROEQUITIES, INC. (BIRMINGHAM AL)
BOTH
Issued 10/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2003
Series 7 - General Securities Representative Examination
BC
Issued 06/05/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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