Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Sydney Richwine is a financial advisor at Oppenheimer & Co. Inc. Rachel has been in the industry since 1994 and has held previous roles at firms including CIBC WORLD MARKETS CORP. and DEUTSCHE BANC ALEX. BROWN INC.. Rachel holds a Series 7, Series 63, and Series 66 license. She has specialized in investment services for individuals, businesses, and pooled investment vehicles. Rachel provides financial planning, pension consulting, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
MA
05/11/2023 - Present
Oppenheimer & Co. Inc. (BOSTON MA)
NY
10/31/2001 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
01/13/2001 - 11/20/2001
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 01/13/2001
DB ALEX. BROWN LLC (BALTIMORE MD)
NA
01/01/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
IL
05/19/1994 - 10/02/1995
MESIROW FINANCIAL, INC. (CHICAGO IL)
IL
11/20/1992 - 05/04/1994
OAK RIDGE INVESTMENTS, INC. (CHICAGO IL)
BOTH
Issued 12/19/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/26/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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