Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Sweeney is a financial professional with ADP Broker-Dealer, Inc., a firm registered with FINRA. Rachel has been in the industry since 2021, having obtained her Series 63, Series 6TO and SIE licenses. Rachel is currently registered to provide investment advice in 17 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
09/29/2021 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 08/27/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/29/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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