Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Stern is a registered representative with Baron Capital, Inc., a broker-dealer with an active broker-dealer registration. Rachel has been working in the financial industry since 2004. Rachel is a general securities principal and has passed the Series 24, Series 14, and SIE exams. Rachel has been registered in Colorado, District of Columbia, Florida, Louisiana, Maryland, and Puerto Rico. Rachel previously worked at P. A. N. SECURITIES, LP and FACTSET DATA SYSTEMS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
06/11/2024 - Present
Baron Capital, Inc. (NEW YORK NY)
CT
10/24/2016 - 03/15/2024
P. A. N. SECURITIES, LP (Norwalk CT)
CT
04/19/2004 - 10/25/2016
FACTSET DATA SYSTEMS, INC. (NORWALK CT)
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 03/12/2004
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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