Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Nolan is a financial advisor with UBS Financial Services Inc., a firm with over $50 billion in assets under management. Rachel is a registered representative in Texas and has been in the industry for over six years. Rachel has experience in a variety of financial services, including financial planning, portfolio management, and educational seminars. Rachel is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TX
02/01/2021 - Present
UBS Financial Services Inc. (HOUSTON TX)
TX
04/24/2018 - 10/15/2020
TUDOR, PICKERING, HOLT & CO. SECURITIES, LLC (HOUSTON TX)
TX
01/26/2005 - 05/14/2007
SIMMONS & COMPANY INTERNATIONAL (HOUSTON TX)
BOTH
Issued 02/01/2021
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/13/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/25/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2018
Series 7 - General Securities Representative Examination
BC
Issued 02/27/2018
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/06/2006
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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