linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Rachel Olivia Buchanan

Northwestern Mutual Investment Services, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Rachel? Claim Your Profile

About Rachel Olivia Buchanan

Rachel Olivia Buchanan is a financial advisor registered with Northwestern Mutual Investment Services, LLC. Rachel has been in the financial industry since July 25, 2002, and has experience with Charles Schwab & Co., Inc. Rachel has worked with Northwestern Mutual since November 2008 and is based out of Walnut Creek, CA. Rachel holds a Series 63, 66, 7, 9, and 10 license and has worked with a variety of clients including individuals, high net worth individuals, and banking or thrift institutions.

Firm Information

Rachel Buchanan is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

fixed fees

Set rates for specific services, regardless of time or assets managed.

check

other

Referral fees

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Rachel Buchanan’s Registration & Firm History

CA

02/20/2009 - Present

Northwestern Mutual Investment Services, LLC (Walnut Creek CA)

CA

01/24/2002 - 05/22/2008

CHARLES SCHWAB & CO., INC. (SAN FRANCISCO CA)

Not sure if Rachel Olivia Buchanan is right for you?

Licenses & Designations

BOTH

Issued 02/11/2009

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/05/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/30/2008

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/05/2008

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/23/2002

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachel Olivia Buchanan.
Not sure if Rachel Olivia Buchanan is right for you?