Unclaimed
Rachel Nicole Richard is a financial professional with Assetmark Brokerage, LLC. Rachel has been in the industry for over 2 years. Rachel's experience includes working with clients on their investment needs and providing them with the best advice possible. Rachel holds the Series 6TO and SIE licenses. Rachel is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
09/03/2021 - Present
Assetmark Brokerage, LLC (Phoenix AZ)
BC
Issued 09/03/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 04/09/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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