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Rachel Nicole Richard

Assetmark Brokerage, LLC

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About Rachel Nicole Richard

Rachel Nicole Richard is a financial professional with Assetmark Brokerage, LLC. Rachel has been in the industry for over 2 years. Rachel's experience includes working with clients on their investment needs and providing them with the best advice possible. Rachel holds the Series 6TO and SIE licenses. Rachel is dedicated to helping clients achieve their financial goals.

Firm Information

Rachel Richard is currently registered with Assetmark Brokerage, LLC. Assetmark Brokerage, LLC is a Limited Liability Company formed in 2013 and approved to operate in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

168

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachel Richard’s Registration & Firm History

AZ

09/03/2021 - Present

Assetmark Brokerage, LLC (Phoenix AZ)

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Licenses & Designations

BC

Issued 09/03/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/09/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachel Nicole Richard.
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