Unclaimed
Rachel Nicole Davis is a financial advisor at Northwestern Mutual Investment Services, LLC. Rachel is registered with FINRA and has been in the industry since September 2017. Rachel has a Series 6, Series 7TO, and Series 63 license. Rachel works out of the Moosic, Pennsylvania branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
PA
09/20/2017 - Present
Northwestern Mutual Investment Services, LLC (MOOSIC PA)
BC
Issued 10/06/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/24/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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