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Rachel Nelson

Morgan Stanley & Co. LLC

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About Rachel Nelson

Rachel Nelson is a financial advisor with Morgan Stanley & Co. LLC, a firm with a strong reputation in the financial services industry. Rachel holds Series 7, 9, 10, 24, and 66 licenses, demonstrating her commitment to providing comprehensive financial advice to her clients. With experience in the financial services industry since June 2017, Rachel brings a wealth of knowledge and expertise to her role. She is licensed to provide financial advice in all 50 states and the District of Columbia, reflecting a wide reach and commitment to serving clients across the country.

Firm Information

Rachel Nelson is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachel Nelson’s Registration & Firm History

NY

06/17/2021 - Present

Morgan Stanley & Co. LLC (NEW YORK NY)

HI

10/24/2019 - 06/17/2021

MORGAN STANLEY (HONOLULU HI)

NY

06/30/2017 - 11/26/2019

MORGAN STANLEY & CO. LLC (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 11/05/2019

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/14/2020

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 12/16/2019

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 03/29/2018

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/30/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rachel Nelson.
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