Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Michelle Tomblin is an active investment advisor representative with Fidelity Personal and Workplace Advisors. Rachel has been in the securities industry for over 18 years. She is licensed to offer investment advice and securities products in Colorado. Rachel has passed Series 6, 7, 9, 10, 63, and 65 exams and holds the SIE designation. Rachel previously worked at UBS Financial Services Inc. and Vanguard Marketing Corporation. Rachel focuses on providing financial planning, portfolio management for individuals and businesses, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MA
07/13/2018 - Present
Fidelity Personal AND Workplace Advisors (BOSTON MA)
NC
07/08/2008 - 07/25/2011
UBS FINANCIAL SERVICES INC. (CHARLOTTE NC)
NC
10/04/2004 - 07/21/2008
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
IA
Issued 08/15/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/12/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/17/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/05/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/06/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/01/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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