Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Jennings is a financial professional with over 20 years of experience in the industry. She is currently registered with M&T Securities, Inc. and holds Series 7, 24, 63, 79TO and 82TO licenses. Previously, Rachel was employed by JANNEY MONTGOMERY SCOTT LLC, WUNDERLICH SECURITIES, INC., COMPASS POINT RESEARCH & TRADING, LLC, and FBR CAPITAL MARKETS & CO. Rachel is licensed in 25 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/18/2022 - Present
M&T Securities, Inc. (Rochester NY)
VA
10/19/2016 - 05/06/2022
JANNEY MONTGOMERY SCOTT LLC (Alexandria VA)
VA
03/06/2012 - 09/30/2016
WUNDERLICH SECURITIES, INC. (ARLINGTON VA)
DC
08/05/2010 - 02/07/2012
COMPASS POINT RESEARCH & TRADING, LLC (WASHINGTON DC)
CA
01/26/2001 - 08/06/2010
FBR CAPITAL MARKETS & CO. (LOS ANGELES CA)
BC
Issued 10/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/29/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/23/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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