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Rachel Marie Garcia

Nylife Securities LLC

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About Rachel Marie Garcia

Rachel Marie Garcia is a financial advisor with Nylife Securities LLC in Stockton, CA. Rachel has been in the industry since July 2006 and is currently registered in California and Utah. She has a Series 6, 26, and 63 license, and has been working with clients in the Stockton area for many years. Prior to joining Nylife Securities LLC, Rachel worked for PFS Investments Inc. and World Group Securities, Inc.

Firm Information

Rachel Garcia is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachel Garcia’s Registration & Firm History

CA

11/29/2007 - Present

Nylife Securities LLC (STOCKTON CA)

CA

08/01/2006 - 11/02/2007

PFS INVESTMENTS INC. (STOCKTON CA)

GA

01/01/2006 - 02/16/2006

WORLD GROUP SECURITIES, INC. (DULUTH GA)

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Licenses & Designations

BC

Issued 11/30/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/07/2006

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/22/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 8 public disclosures for Rachel Marie Garcia. Review regulatory record here.
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