Unclaimed
Rachel Marie Garcia is a financial advisor with Nylife Securities LLC in Stockton, CA. Rachel has been in the industry since July 2006 and is currently registered in California and Utah. She has a Series 6, 26, and 63 license, and has been working with clients in the Stockton area for many years. Prior to joining Nylife Securities LLC, Rachel worked for PFS Investments Inc. and World Group Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
11/29/2007 - Present
Nylife Securities LLC (STOCKTON CA)
CA
08/01/2006 - 11/02/2007
PFS INVESTMENTS INC. (STOCKTON CA)
GA
01/01/2006 - 02/16/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BC
Issued 11/30/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/07/2006
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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