Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Lage is a financial advisor registered with Raymond James & Associates, Inc., in Mobile, AL. Rachel has been in the financial services industry for over 18 years. Rachel is registered to provide investment advice in Alabama.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
AL
09/09/2024 - Present
Raymond James & Associates, Inc. (MOBILE AL)
FL
09/20/2023 - 05/28/2024
SKYWAY CAPITAL MARKETS, LLC (TAMPA FL)
KY
09/14/2022 - 01/25/2023
THE LEADERS GROUP, INC. (Louisville KY)
AZ
04/19/2022 - 08/01/2022
NATIONWIDE INVESTMENT SERVICES CORPORATION (Scottsdale AZ)
AZ
10/07/2021 - 03/28/2022
BRIGHTHOUSE SECURITIES, LLC (Phoenix AZ)
AZ
07/01/2021 - 10/05/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (Scottsdale AZ)
AZ
12/11/2019 - 06/14/2021
BRIGHTHOUSE SECURITIES, LLC (Phoenix AZ)
AZ
08/11/2015 - 02/15/2019
GRIFFIN CAPITAL SECURITIES, LLC (Phoenix AZ)
NC
02/07/2014 - 10/30/2014
INNOVATION PARTNERS LLC (CHARLOTTE NC)
CA
09/19/2013 - 10/22/2013
GREAT PACIFIC SECURITIES (COSTA MESA CA)
CT
04/12/2013 - 06/04/2013
FORETHOUGHT DISTRIBUTORS, LLC (HARTFORD CT)
TX
07/14/2010 - 08/29/2012
AMERICAN GENERAL DISTRIBUTORS, INC. (HOUSTON TX)
AZ
03/08/2010 - 06/02/2010
MFS FUND DISTRIBUTORS, INC. (PHOENIX AZ)
AZ
09/01/2009 - 02/17/2010
STONE & YOUNGBERG LLC (PHOENIX AZ)
PA
10/02/2007 - 04/30/2009
DIRECTED SERVICES LLC (WEST CHESTER PA)
AZ
08/26/2003 - 10/02/2007
ING FUNDS DISTRIBUTOR, LLC (SCOTTSDALE AZ)
NY
04/15/2002 - 01/07/2003
MORGAN STANLEY DW INC. (PURCHASE NY)
RI
12/08/2000 - 03/13/2002
FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)
NY
06/15/2000 - 09/14/2000
CANTOR FITZGERALD & CO. (NEW YORK NY)
IA
Issued 08/08/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/05/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/03/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 06/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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