Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Lynn Spurling is a financial advisor who has been in the industry since September 2020. She is currently registered with PNC Capital Markets LLC. Rachel Lynn Spurling is registered in Texas and Illinois. She has passed the Series 63, Series 79TO, Series 7TO, and SIE exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/05/2020 - Present
PNC Capital Markets LLC (Dallas TX)
BC
Issued 09/10/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/03/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 09/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 05/22/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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