Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Lynn Guinn is a financial advisor who has been in the industry since 2000. Rachel has a broad range of experience, having worked with multiple firms including Athene Securities, LLC, Directed Services LLC and Crossroads Capital Distributors, LLC. Rachel is currently registered with Principal Securities, Inc. Rachel holds a variety of licenses and certifications, including Series 6, 7, 26, 51, and 63. Rachel has experience providing financial planning, pension consulting, and educational seminars. Rachel specializes in working with high net worth individuals, corporations, and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
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2
IA
04/03/2024 - Present
Principal Securities, Inc. (DES MOINES IA)
IA
04/17/2018 - 10/20/2023
ATHENE SECURITIES, LLC (WEST DES MOINES IA)
PA
03/09/2018 - 04/04/2018
DIRECTED SERVICES LLC (WEST CHESTER PA)
CA
01/11/2016 - 12/31/2017
CROSSROADS CAPITAL DISTRIBUTORS, LLC (Newport Beach CA)
CA
08/08/2006 - 12/31/2015
FARMERS FINANCIAL SOLUTIONS, LLC (AGOURA HILLS CA)
CA
02/22/2005 - 07/17/2006
WM FUNDS DISTRIBUTOR, INC. (EL DORADO HILLS CA)
FL
04/02/2002 - 02/11/2005
CALTON & ASSOCIATES, INC. (TAMPA FL)
CA
11/01/2000 - 04/02/2002
FARMERS FINANCIAL SOLUTIONS, LLC (WESTLAKE VILLAGE CA)
MA
02/10/2000 - 10/25/2000
INVESTORS CAPITAL CORP. (LYNNFIELD MA)
BC
Issued 02/09/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/21/2008
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/13/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/13/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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