Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Wiley is a financial advisor in Oklahoma City, Oklahoma. Rachel has been in the industry since 2007. She is currently registered with Charles Schwab & CO., Inc. and previously worked with TD Ameritrade, Inc., Fidelity Brokerage Services LLC, ARVEST WEALTH MANAGEMENT, USAA FINANCIAL ADVISORS, INC., USAA INVESTMENT MANAGEMENT COMPANY and NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC. Rachel holds several licenses and designations including Series 7, Series 6, Series 63, Series 65 and Series 9. Rachel offers financial planning and selection of other advisors to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
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2
OK
01/20/2022 - Present
Charles Schwab & CO., Inc. (Oklahoma City OK)
OK
05/25/2022 - 07/29/2024
TD AMERITRADE, INC. (Oklahoma City OK)
FL
07/02/2021 - 11/22/2021
FIDELITY BROKERAGE SERVICES LLC (JACKSONVILLE FL)
OK
08/16/2017 - 09/14/2018
ARVEST WEALTH MANAGEMENT (OKLAHOMA CITY OK)
TX
10/27/2007 - 06/29/2017
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
TX
07/17/2007 - 12/31/2007
USAA INVESTMENT MANAGEMENT COMPANY (SAN ANTONIO TX)
OK
07/07/2005 - 04/25/2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (OKLAHOMA CITY OK)
BC
Issued 07/14/2021
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/08/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/18/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 07/02/2021
Series 7TO - General Securities Representative Examination
BC
Issued 09/14/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2008
Series 7 - General Securities Representative Examination
BC
Issued 07/06/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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