Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Dawes is a financial professional with over 7 years of experience in the industry. Rachel is currently registered with Kestra Investment Services, LLC in Lafayette, CA and is licensed in Colorado. Rachel has a Series 6, Series 63, Series 6TO and SIE license. Previously, Rachel was registered with Nationwide Investment Services Corporation in Columbus, OH.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/16/2024 - Present
Kestra Investment Services, LLC (Lafayette CA)
OH
04/09/2015 - 04/06/2021
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
BC
Issued 12/10/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/05/2024
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/09/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Rachel Dawes is the right advisor for you? Invested Better is here to help.
