Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Lauren Kern is a financial professional with over 10 years of experience in the securities industry. Rachel currently works as a Registered Representative for First Trust Portfolios LP. Rachel is licensed to sell securities in Illinois and Tennessee. Rachel has experience in investment banking and holds FINRA Series 7, 63, and 79 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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TN
01/04/2017 - Present
First Trust Portfolios LP (Franklin TN)
IL
05/22/2013 - 12/23/2016
HGP SECURITIES, LLC (ELMHURST IL)
BC
Issued 02/06/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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