Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Bailey is a financial advisor with Barings Securities LLC. Rachel is licensed in 51 states. Rachel has been in the financial industry since 2008. Prior to joining Barings Securities LLC, Rachel was employed at NEUBERGER BERMAN BD LLC and SANFORD C. BERNSTEIN & CO., LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NC
11/03/2021 - Present
Barings Securities LLC (CHARLOTTE NC)
GA
08/22/2012 - 11/04/2021
NEUBERGER BERMAN BD LLC (ATLANTA GA)
NY
01/30/2008 - 10/25/2011
SANFORD C. BERNSTEIN & CO., LLC (NEW YORK NY)
IA
Issued 11/08/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/15/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/2013
Series 31 - Futures Managed Funds Examination
BC
Issued 01/29/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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