Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Kolman Marshak is a financial professional with over 20 years of experience in the industry. Rachel is currently a registered representative with Piper Sandler & Co. in New York, NY. Previously, Rachel has held positions at CREDIT SUISSE SECURITIES (USA) LLC, KBC FINANCIAL PRODUCTS USA, INC. and D. E. SHAW SECURITIES, L.P. Rachel has passed several industry exams including Series 3, 7, 10, 24, 55, 57TO, and 63. Rachel also has a Series SIE and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/09/2011 - Present
Piper Sandler & Co. (NEW YORK NY)
NY
07/23/2002 - 07/13/2011
CREDIT SUISSE SECURITIES (USA) LLC (NEW YORK NY)
NY
09/20/1999 - 07/22/2002
KBC FINANCIAL PRODUCTS USA, INC. (NEW YORK NY)
NY
11/20/1998 - 11/01/1999
D. E. SHAW SECURITIES, L.P. (NEW YORK NY)
BC
Issued 11/18/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/13/2006
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/29/2004
Series 3 - National Commodity Futures Examination
BC
Issued 08/09/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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