Unclaimed
Rachel Gittens is a financial advisor with over 15 years of experience in the industry. Currently, Rachel is registered with J.P. Morgan Securities LLC, and has held previous positions with NYLIFE Securities LLC and Chase Investment Services Corp. Rachel holds Series 4, 6, 7, 9, 10, 24, 63 and 65 licenses. Rachel is also registered in 53 states and the District of Columbia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
OH
09/13/2013 - Present
J.p. Morgan Securities LLC (Columbus OH)
NY
04/06/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
10/20/2009 - 04/05/2010
NYLIFE SECURITIES LLC (LAKE SUCCESS NY)
NY
04/17/2007 - 09/25/2009
CHASE INVESTMENT SERVICES CORP. (VALLEY STREAM NY)
IA
Issued 11/11/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/07/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2015
Series 4 - Registered Options Principal Examination
BC
Issued 08/01/2015
Series 24 - General Securities Principal Examination
BC
Issued 07/06/2015
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/08/2015
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2011
Series 7 - General Securities Representative Examination
BC
Issued 04/16/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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