Unclaimed
Rachel Faucett is a registered representative with Bernstein Institutional Services LLC. Rachel is a Series 7TO, Series 63, and SIE licensed professional. Rachel has been in the financial industry for a short time. Rachel is licensed in New York and can provide services to individuals, high-net-worth individuals, investment companies, pension and profit-sharing plans, corporations and other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
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2
NY
08/15/2024 - Present
Bernstein Institutional Services LLC (NEW YORK NY)
BC
Issued 08/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2024
Series 7TO - General Securities Representative Examination
BC
Issued 03/27/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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