Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Elizabeth Hughes is a licensed securities professional with over 13 years of experience in the financial services industry. Rachel is currently registered with Stifel, Nicolaus & Company, Inc. in California and Texas. Prior to joining Stifel, Nicolaus & Company, Inc., Rachel worked at RBC CAPITAL MARKETS, LLC. Rachel has a strong background in providing financial planning, portfolio management, and investment advisory services. Rachel holds FINRA Series 66, 7, and SIE registrations and is licensed to provide investment advice in numerous states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
06/13/2016 - Present
Stifel, Nicolaus & Company, Inc. (NEWPORT BEACH CA)
CA
07/14/2009 - 06/22/2016
RBC CAPITAL MARKETS, LLC (NEWPORT BEACH CA)
BOTH
Issued 11/09/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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