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Rachel Edith Smith

Northrock Partners, LLC

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About Rachel Edith Smith

Rachel Edith Smith is a financial advisor with Northrock Partners, LLC. Rachel has been in the industry since August 2013 and has experience with several financial firms. Rachel has both Series 7 and Series 66 licenses. Rachel specializes in portfolio management for individuals and businesses, financial planning, educational seminars, and selection of other advisors. Rachel is also registered in Wisconsin and has offices in Appleton, Wisconsin and Minneapolis, Minnesota.

Firm Information

Rachel Smith is currently registered with Northrock Partners, LLC. Northrock Partners, LLC is an investment advisor with approximately $1 billion to $10 billion in assets under management. The firm offers financial planning, consulting, and portfolio management services to high-net-worth individuals, corporations, charitable organizations, and other investment advisors. Northrock Partners is headquartered in Minneapolis, MN.
Northrock Partners, LLC

225 SOUTH SIXTH STREET

MINNEAPOLIS, MN 55402

$5.80B

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consulting

Consulting

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Rachel Smith’s Registration & Firm History

WI

02/04/2022 - Present

Northrock Partners, LLC (Appleton WI)

WI

12/07/2020 - 02/23/2022

RBC CAPITAL MARKETS, LLC (APPLETON WI)

MN

07/25/2017 - 11/30/2020

AMERIPRISE FINANCIAL SERVICES, LLC (New Ulm MN)

MN

10/19/2015 - 07/14/2017

SECURITIES AMERICA, INC. (NEW ULM MN)

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Licenses & Designations

BOTH

Issued 05/16/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Rachel Edith Smith.
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