Unclaimed
Rachel Cromar is a registered representative with Fidelity Brokerage Services LLC. Rachel has been in the securities industry since 2021 and is licensed to sell securities in Massachusetts, Texas, and Utah. Rachel holds the Series 7TO, SIE, Series 9, Series 10, and Series 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
UT
08/09/2021 - Present
Fidelity Brokerage Services LLC (SALT LAKE CITY UT)
BC
Issued 08/17/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/30/2022
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/19/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/09/2021
Series 7TO - General Securities Representative Examination
BC
Issued 07/29/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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