Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Sorrentino is a financial advisor with over 25 years of experience in the financial services industry. Rachel is currently registered with RBC Capital Markets, LLC and has previously held positions at Janney Montgomery Scott LLC, Commonwealth Financial Network, Invest Financial Corporation, Wells Fargo Advisors, LLC, Hartford Equity Sales Company Inc., MetLife Investors Distribution Company, State Farm VP Management Corp., A. G. Edwards & Sons, Inc., MONY Securities Corporation, Prudential Securities Incorporated, Advest, Inc., Allmerica Investments, Inc., CIGNA Financial Services, Inc., and Phoenix Equity Planning Corporation. Rachel holds several industry certifications, including the Series 7, Series 6, Series 10, Series 9, Series 63, and Series 65 licenses. She is also a Certified Financial Planner. Rachel works with individual clients, families, and businesses to provide a wide range of financial services, including financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CT
06/08/2022 - Present
RBC Capital Markets, LLC (HARTFORD CT)
CT
03/28/2019 - 06/13/2022
JANNEY MONTGOMERY SCOTT LLC (Westbrook CT)
CT
08/06/2013 - 03/21/2019
COMMONWEALTH FINANCIAL NETWORK (WALLINGFORD CT)
CT
12/21/2012 - 04/18/2013
INVEST FINANCIAL CORPORATION (GLASTONBURY CT)
CT
12/20/2010 - 12/13/2012
WELLS FARGO ADVISORS, LLC (GLASTONBURY CT)
CT
08/03/2010 - 11/11/2010
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CT
07/19/2006 - 12/08/2009
METLIFE INVESTORS DISTRIBUTION COMPANY (BLOOMFIELD CT)
IL
03/10/2005 - 07/21/2006
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
MO
12/03/2003 - 08/24/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NY
05/27/2003 - 12/05/2003
MONY SECURITIES CORPORATION (NEW YORK NY)
NY
06/08/2000 - 12/03/2002
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
11/05/1999 - 06/05/2000
ADVEST, INC. (HARTFORD CT)
MA
02/06/1997 - 11/16/1999
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
CT
09/20/1996 - 12/17/1996
CIGNA FINANCIAL SERVICES, INC. (HARTFORD CT)
CT
10/11/1994 - 12/31/1995
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
IA
Issued 01/22/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/06/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/25/1996
Series 7 - General Securities Representative Examination
BC
Issued 10/07/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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