Unclaimed
Rachel Coccia Pelet is a financial professional with over 5 years of experience in the financial services industry. Rachel currently holds the Series 6 and Series 63 licenses and is registered to sell securities in Pennsylvania. She is also registered with the Financial Industry Regulatory Authority (FINRA) and is employed by Vanguard Marketing Corp., a well-established firm in the financial services industry. Rachel has been associated with Vanguard Marketing Corp. since April 2017. She focuses on helping her clients with their investment needs.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
PA
04/24/2017 - Present
Vanguard Marketing Corp. (MALVERN PA)
BC
Issued 05/09/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/24/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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