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Rachel Broytman

Pruco Securities, LLC

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About Rachel Broytman

Rachel Broytman is a registered representative with Pruco Securities, LLC. Rachel has been in the securities industry for 7 years. Rachel is licensed to sell securities in 8 states, including California, Florida, Massachusetts, Nevada, New Jersey, New York and North Carolina. Rachel holds Series 7, 86, 87 and SIE securities licenses and is a Registered Representative. In the past, Rachel worked for NYLIFE Securities LLC, Northern Trust Securities, Inc., and Aviate Global (US) LLP. Rachel has experience providing investment advice to individuals, high-net-worth individuals, corporations or other businesses and trusts and estate accounts. Rachel has worked for Pruco Securities, LLC since 2018.

Firm Information

Rachel Broytman is currently registered with Pruco Securities, LLC. Pruco Securities, LLC is a Limited Liability Company formed in 2003 and headquartered in Newark, NJ. The firm provides investment advisory services including selection of other advisers. They primarily serve high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, and trust and estate accounts. Pruco Securities, LLC is registered with the SEC and all 50 states and has over 113,000 accounts under management.
Pruco Securities, LLC

751 BROAD STREET

NEWARK, NJ 07102-3777

$16.38B

Assets Under Management

2,286

Total Clients

3,605

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Compensation from lpl enterprise, llc

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Rachel Broytman’s Registration & Firm History

NY

07/12/2021 - Present

Pruco Securities, LLC (Staten Island NY)

NY

06/14/2018 - 11/21/2018

NYLIFE SECURITIES LLC (LAKE SUCCESS NY)

NY

05/02/2016 - 11/02/2016

NORTHERN TRUST SECURITIES, INC. (NEW YORK NY)

NY

03/31/2015 - 05/02/2016

AVIATE GLOBAL (US) LLP (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/11/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/10/2016

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 04/29/2016

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 03/31/2015

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachel Broytman.
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