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Rachel Brianne Cralle

Northwestern Mutual Investment Services, LLC

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About Rachel Brianne Cralle

Rachel Brianne Cralle is a financial professional with over 15 years of experience in the financial services industry. Rachel Cralle is currently registered with Northwestern Mutual Investment Services, LLC and has been associated with them since November 2007. Rachel Cralle holds Series 6, 7, and 66 licenses and the SIE exam. Rachel Cralle provides investment advice to a variety of clients, including individuals, families, and businesses. Rachel Cralle also provides investment research and referrals to other advisors.

Firm Information

Rachel Cralle is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

720 E Wisconsin Ave

Milwaukee, WI 53202

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Rachel Cralle’s Registration & Firm History

WI

10/03/2008 - Present

Northwestern Mutual Investment Services, LLC (Milwaukee WI)

WI

10/04/2005 - 12/15/2005

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

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Licenses & Designations

BOTH

Issued 9/29/2008

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 2/29/2008

Series 7 - General Securities Representative Examination

BC

Issued 10/1/2005

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachel Brianne Cralle.
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