Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Fosness has been in the financial services industry since August 1998. Rachel is currently registered with RBC Capital Markets, LLC, and has been with the firm since July 2023. Prior to that, she was with American Enterprise Investment Services Inc., Ameriprise Financial Services, LLC, U.S. Bancorp Investments, Inc., and American Express Financial Advisors Inc. Rachel offers a wide range of financial services to individuals, businesses, and institutions, including portfolio management, financial planning, and retirement planning. She is committed to providing her clients with personalized advice and guidance to help them achieve their financial goals. Rachel is licensed to sell securities in Minnesota and Massachusetts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
07/17/2023 - Present
RBC Capital Markets, LLC (MINNEAPOLIS MN)
MN
01/03/2017 - 07/21/2023
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. (Minneapolis MN)
MN
09/09/2013 - 07/21/2023
AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)
MN
03/19/2004 - 08/23/2013
U.S. BANCORP INVESTMENTS, INC. (SAINT PAUL MN)
MN
07/28/1998 - 03/04/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
07/28/1998 - 03/04/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 02/18/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/07/2005
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/06/2004
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2024
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/08/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 11/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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