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Rachel Anna Ward

BNP Paribas Securities Corp.

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About Rachel Anna Ward

Rachel Anna Ward is a financial professional with over 24 years of experience in the securities industry. Rachel currently works at BNP Paribas Securities Corp. where she has been registered since 8/22/2024. Before joining BNP Paribas Securities Corp., Rachel worked at BARCLAYS CAPITAL INC. from 9/22/2008 to 8/28/2024. Prior to BARCLAYS CAPITAL INC., Rachel was employed at LEHMAN BROTHERS INC. from 4/30/2002 to 9/22/2008, and Morgan Stanley & Co., Incorporated from 8/12/1999 to 4/5/2002. Rachel is licensed to sell securities in all 50 states and the District of Columbia. Rachel holds the Series 7, Series 63, and SIE licenses.

Firm Information

Rachel Ward is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachel Ward’s Registration & Firm History

CA

08/22/2024 - Present

BNP Paribas Securities Corp. (SAN FRANCISCO CA)

CA

09/22/2008 - 08/28/2024

BARCLAYS CAPITAL INC. (SAN FRANCISCO CA)

CA

04/30/2002 - 09/22/2008

LEHMAN BROTHERS INC. (SAN FRANCISCO CA)

NY

08/12/1999 - 04/05/2002

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/13/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/12/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Rachel Anna Ward.
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