Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Ann Vivian is a financial advisor with over 15 years of experience in the industry. Rachel has a strong background in financial planning and investment management. Rachel currently works at Mariner Wealth Advisors, where Rachel provides a variety of financial services to individuals, families, and businesses. Rachel is committed to helping her clients achieve their financial goals and is passionate about helping them make informed decisions about their money. Rachel holds a Series 7, Series 6, and Series 66 licenses, as well as the Certified Financial Planner designation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Family office services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/23/2022 - Present
Mariner Wealth (Woodland Hills CA)
CA
04/22/2016 - 10/31/2018
EF LEGACY SECURITIES, LLC (EL SEGUNDO CA)
CA
05/11/2015 - 04/22/2016
SANDERS MORRIS HARRIS LLC (CENTURY CITY CA)
CA
06/16/2010 - 05/07/2015
FIDELITY BROKERAGE SERVICES LLC (LOS ANGELES CA)
CA
04/06/2009 - 04/30/2010
AXA ADVISORS, LLC (WOODLAND HILLS CA)
CA
04/02/2008 - 01/29/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (WOODLAND HILLS CA)
MI
09/27/2005 - 02/29/2008
NATCITY INVESTMENTS, INC. (GRAND RAPIDS MI)
BOTH
Issued 07/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/03/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/15/2010
Series 7 - General Securities Representative Examination
BC
Issued 09/26/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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