Unclaimed
Rachel Schmidt is a financial professional with over 3 years of experience in the industry. Rachel is registered with ADP Broker-Dealer, Inc. in Florham Park, NJ. She is currently licensed to provide investment advice in 51 states and holds the Series 6, 63, 26, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
09/12/2020 - Present
ADP Broker-Dealer, Inc. (FLORHAM PARK NJ)
BC
Issued 11/20/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2023
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/11/2020
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/24/2020
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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