Unclaimed
Rachel McGee is a financial advisor who has been in the industry since 2006. Rachel is currently registered with Empower Financial Services, Inc. and is licensed to provide financial services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Previously, Rachel has worked for Prudential Investment Management Services LLC, PRUCO SECURITIES, LLC., INVEST FINANCIAL CORPORATION, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and ING FINANCIAL ADVISERS, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
04/04/2022 - Present
Empower Financial Services, Inc. (Hartford CT)
CT
09/20/2017 - 04/04/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)
CT
05/04/2015 - 09/21/2017
PRUCO SECURITIES, LLC. (HARTFORD CT)
CT
08/26/2013 - 02/13/2015
INVEST FINANCIAL CORPORATION (GLASTONBURY CT)
CT
06/20/2007 - 08/23/2013
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)
CT
03/11/2004 - 08/04/2005
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
BC
Issued 09/19/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2018
Series 7 - General Securities Representative Examination
BC
Issued 03/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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