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Rachel Ann McGee

Empower Financial Services, Inc.

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About Rachel Ann McGee

Rachel McGee is a financial advisor who has been in the industry since 2006. Rachel is currently registered with Empower Financial Services, Inc. and is licensed to provide financial services in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Previously, Rachel has worked for Prudential Investment Management Services LLC, PRUCO SECURITIES, LLC., INVEST FINANCIAL CORPORATION, NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC, and ING FINANCIAL ADVISERS, LLC.

Firm Information

Rachel McGee is currently registered with Empower Financial Services, Inc.. Empower Financial Services, Inc. is a Corporation formed in 1984-10-12. It is registered in 53 states and has been approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

1,120

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachel McGee’s Registration & Firm History

CT

04/04/2022 - Present

Empower Financial Services, Inc. (Hartford CT)

CT

09/20/2017 - 04/04/2022

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (Hartford CT)

CT

05/04/2015 - 09/21/2017

PRUCO SECURITIES, LLC. (HARTFORD CT)

CT

08/26/2013 - 02/13/2015

INVEST FINANCIAL CORPORATION (GLASTONBURY CT)

CT

06/20/2007 - 08/23/2013

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (WEST HARTFORD CT)

CT

03/11/2004 - 08/04/2005

ING FINANCIAL ADVISERS, LLC (WINDSOR CT)

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Licenses & Designations

BC

Issued 09/19/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/02/2018

Series 7 - General Securities Representative Examination

BC

Issued 03/10/2004

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachel Ann McGee.
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