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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachel? Claim Your ProfileRachel Alohalani Yadao is a financial advisor with Morgan Stanley in New York, NY. Rachel has been in the industry since 2002 and has experience working with a variety of clients, including individuals, families, businesses, and institutions. She has a strong track record of providing her clients with sound financial advice and helping them achieve their financial goals. Rachel is registered with FINRA and holds the Series 3, 7, and 66 licenses. She is also a member of the Securities Industry Essentials (SIE) program. In addition to her work at Morgan Stanley, Rachel has also worked for UBS Financial Services Inc., Oppenheimer & Co. Inc., Boston Institutional Services Incorporated, Casimir Capital L.P., and Sands Brothers & Co., LTD.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
01/14/2011 - Present
Morgan Stanley (New York NY)
NY
03/24/2008 - 01/21/2011
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
09/14/2004 - 03/17/2008
OPPENHEIMER & CO. INC. (NEW YORK NY)
MA
07/31/2002 - 05/25/2004
BOSTON INSTITUTIONAL SERVICES INCORPORATED (BOSTON MA)
CT
01/26/2001 - 05/30/2001
CASIMIR CAPITAL L.P. (GREENWICH CT)
NY
11/13/2000 - 01/25/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
BOTH
Issued 07/19/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/02/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2009
Series 3 - National Commodity Futures Examination
BC
Issued 11/10/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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