Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachael? Claim Your ProfileRachael Hasler is a financial advisor with RBC Capital Markets, LLC. She has over 20 years of experience in the financial services industry. Rachael has a broad range of experience, including working with individuals, families, corporations, and institutional clients. Rachael is also a registered investment advisor in Colorado and Texas. She holds the Series 3, 7, 9, 10, 31, and 66 licenses. Rachael has been active in the financial services industry since 2001 and has experience with a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
05/15/2023 - Present
RBC Capital Markets, LLC (GREENWOOD VILLAGE CO)
CO
04/19/2010 - 11/10/2021
UBS FINANCIAL SERVICES INC. (DENVER CO)
CO
06/01/2009 - 04/26/2010
MORGAN STANLEY SMITH BARNEY (DENVER CO)
CO
04/02/2007 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (DENVER CO)
CO
09/19/2005 - 04/02/2007
MORGAN STANLEY DW INC. (BOULDER CO)
NY
02/21/2001 - 06/17/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 04/06/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/21/2007
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/18/2007
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2010
Series 3 - National Commodity Futures Examination
BC
Issued 11/07/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 02/20/2001
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Rachael Hasler is the right advisor for you? Invested Better is here to help.
