Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachael? Claim Your ProfileRachael Brumund is a financial advisor with Fidelity Distributors Co. LLC. Rachael has been working in the financial services industry since November 1, 2007. She is registered with FINRA and holds a Series 7, Series 66, and Series 26 license. She is licensed in 52 states. Previously, Rachael worked at Transamerica Capital, Inc., Transamerica Investors Securities Corporation, ADP Broker-Dealer, Inc., Goldman, Sachs & Co., and RBC Dain Rauscher Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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RI
09/20/2018 - Present
Fidelity Distributors Co. LLC (SMITHFIELD RI)
CO
01/04/2017 - 03/26/2018
TRANSAMERICA CAPITAL, INC. (DENVER CO)
NY
12/16/2013 - 01/04/2017
TRANSAMERICA INVESTORS SECURITIES CORPORATION (HARRISON NY)
NJ
06/03/2013 - 11/15/2013
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NJ
04/13/2009 - 10/02/2012
ADP BROKER-DEALER, INC. (ROSELAND NJ)
NY
08/23/2007 - 03/05/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
IL
06/26/2006 - 08/16/2007
RBC DAIN RAUSCHER INC. (CHICAGO IL)
BOTH
Issued 07/14/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/06/2013
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/23/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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