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Rachael Erin Peaslee

Raymond James Financial Services, Inc.

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About Rachael Erin Peaslee

Rachael Erin Peaslee is a financial advisor at Raymond James Financial Services, Inc., located in Ukiah, CA. Rachael holds Series 63, SIE and Series 6TO licenses. She has been in the securities industry since January 19, 2021 and is registered in California.

Firm Information

Rachael Peaslee is currently registered with Raymond James Financial Services, Inc.. Raymond James Financial Services, Inc. is a Corporation that was formed on September 12, 1973. The firm is registered in 53 states and is also registered with the SEC. The firm has been involved in 125 regulatory events and 76 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

568

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Rachael Peaslee’s Registration & Firm History

CA

01/20/2021 - Present

Raymond James Financial Services, Inc. (Ukiah CA)

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Licenses & Designations

BC

Issued 04/14/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/20/2021

SIE - Securities Industry Essentials Examination

BC

Issued 08/01/2020

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Rachael Erin Peaslee.
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