Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Rachael? Claim Your ProfileRachael Luna is a financial professional with over 25 years of experience in the industry. She has been registered with Vanguard Marketing Corp. since January 1997. Previously, she was registered with SunAmerica Securities, Inc. in Phoenix, Arizona from August 1996 to January 1997. Rachael is licensed to sell securities in Arizona, Arkansas, Massachusetts, Nebraska, and Utah. She is also a Series 6, Series 26, and Series 63 licensed professional.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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AZ
01/30/1997 - Present
Vanguard Marketing Corp. (SCOTTSDALE AZ)
AZ
08/13/1996 - 01/24/1997
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
BC
Issued 08/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/09/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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