Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Racey? Claim Your ProfileRacey Alan Morris is a financial advisor with LPL Financial LLC. Racey has been working in the financial services industry since 1998. Racey is registered with the Financial Industry Regulatory Authority (FINRA) and the Securities Investor Protection Corporation (SIPC). Racey is also licensed in Ohio, Florida, and Texas. Racey is a member of the LPL Financial team and is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
OH
06/28/2021 - Present
LPL Financial LLC (HILLIARD OH)
OH
11/19/2014 - 06/28/2021
NYLIFE SECURITIES LLC (DUBLIN OH)
OH
06/23/2008 - 11/10/2014
RAYMOND JAMES FINANCIAL SERVICES, INC. (DUBLIN OH)
OH
09/14/2006 - 06/26/2008
UBS FINANCIAL SERVICES INC. (UPPER ARLINGTON OH)
OH
12/05/2003 - 09/06/2006
ONLINE BROKERAGE SERVICES (WHITEHOUSE OH)
OH
05/31/2001 - 12/15/2003
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
MN
10/06/2000 - 05/03/2001
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
10/06/2000 - 05/03/2001
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
WI
08/06/1998 - 09/15/2000
SENTRY EQUITY SERVICES, INC. (STEVENS POINT WI)
BOTH
Issued 10/06/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/08/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/05/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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