Unclaimed
Rabinder Sira is a financial professional with over a decade of experience in the financial industry. Rabinder's career has been marked by a commitment to providing clients with comprehensive financial advice and guidance. Rabinder has worked with several firms in the industry, including Santander Investment Securities Inc., SG Americas Securities, LLC, RBS Securities Inc., ABN AMRO Incorporated and most recently joined Scotia Capital (usa) Inc. in 2018. Rabinder holds a variety of industry licenses and certifications, including Series 3, 7, 24 and 63 licenses. Rabinder is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2018 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
11/09/2015 - 02/01/2018
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
05/28/2010 - 09/17/2015
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
CT
09/11/2009 - 04/09/2010
RBS SECURITIES INC. (STAMFORD CT)
CT
03/04/2009 - 09/11/2009
ABN AMRO INCORPORATED (STAMFORD CT)
CT
03/03/2009 - 03/03/2009
RBS GREENWICH CAPITAL (STAMFORD CT)
CT
12/06/2007 - 03/03/2009
ABN AMRO INCORPORATED (GREENWICH CT)
BC
Issued 08/26/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/09/2015
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/15/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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