Unclaimed
Raadeen Brassfield has been in the securities industry since October 7, 1999. Currently, Raadeen is registered with BNP Paribas Securities Corp. Prior to that, Raadeen held positions at J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., PRUDENTIAL EQUITY GROUP, LLC, BROKERAGEAMERICA, LLC, NDB CAPITAL MARKETS, LP and WATERHOUSE SECURITIES, INC. Raadeen holds the Series 63, Series 24, Series 57TO, Series 79TO, SIE, Series 55, and Series 7 licenses and is registered in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/02/2014 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
10/01/2008 - 09/11/2014
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
09/19/2007 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
11/01/2002 - 07/20/2007
PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)
NY
05/09/2002 - 10/10/2002
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
05/05/2000 - 04/30/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NE
01/03/1997 - 11/17/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
BC
Issued 04/28/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/30/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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