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Raadeen A. Brassfield

BNP Paribas Securities Corp.

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About Raadeen A. Brassfield

Raadeen Brassfield has been in the securities industry since October 7, 1999. Currently, Raadeen is registered with BNP Paribas Securities Corp. Prior to that, Raadeen held positions at J.P. MORGAN SECURITIES LLC, J.P. MORGAN SECURITIES INC., PRUDENTIAL EQUITY GROUP, LLC, BROKERAGEAMERICA, LLC, NDB CAPITAL MARKETS, LP and WATERHOUSE SECURITIES, INC. Raadeen holds the Series 63, Series 24, Series 57TO, Series 79TO, SIE, Series 55, and Series 7 licenses and is registered in New York.

Firm Information

Raadeen Brassfield is currently registered with BNP Paribas Securities Corp.. BNP Paribas Securities Corp. is a Corporation formed on September 7, 1984, and is registered to provide financial services in all 50 U.S. states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

276

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Raadeen Brassfield’s Registration & Firm History

NJ

10/02/2014 - Present

BNP Paribas Securities Corp. (Jersey City NJ)

NY

10/01/2008 - 09/11/2014

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

NY

09/19/2007 - 10/01/2008

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

11/01/2002 - 07/20/2007

PRUDENTIAL EQUITY GROUP, LLC (NEW YORK NY)

NY

05/09/2002 - 10/10/2002

BROKERAGEAMERICA, LLC (NEW YORK NY)

NY

05/05/2000 - 04/30/2002

NDB CAPITAL MARKETS, LP (NEW YORK NY)

NE

01/03/1997 - 11/17/1997

WATERHOUSE SECURITIES, INC. (OMAHA NE)

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Licenses & Designations

BC

Issued 04/28/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/15/2000

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/30/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 12/26/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Raadeen A. Brassfield.
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