Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you R. sean? Claim Your ProfileR. sean Snipes is a financial professional with over 25 years of experience in the industry. Currently, R. sean is a registered representative with Bofa Securities, Inc. where R. sean works out of the New York, NY branch office. R. sean has previously worked at several financial institutions, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Regions Securities LLC, and Wachovia Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
05/10/2019 - Present
Bofa Securities, Inc. (NEW YORK NY)
NC
09/05/2018 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
04/07/2017 - 05/23/2018
REGIONS SECURITIES LLC (Charlotte NC)
NC
11/01/2010 - 12/01/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHARLOTTE NC)
NC
11/01/2004 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (CHARLOTTE NC)
NC
07/01/2003 - 10/25/2004
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
04/02/2001 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
10/01/1998 - 03/12/2001
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
04/10/1997 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
NC
03/09/1996 - 03/27/1997
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NC
05/15/1995 - 02/26/1996
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NC
05/01/1995 - 06/02/1995
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
BC
Issued 05/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/2015
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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