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R. scott Thompson

Pivotpoint Advisors, LLC

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About R. scott Thompson

R. scott Thompson is an Investment Advisor Representative with Pivotpoint Advisors, LLC, a Registered Investment Advisor. R. scott Thompson has been in the industry since 2017. R. scott Thompson is registered with the state of Nevada. R. scott Thompson holds a Series 63 and 65 license as well as a Series 7TO and a SIE license.

Firm Information

R. scott Thompson is currently registered with Pivotpoint Advisors, LLC. Pivotpoint Advisors, LLC is an investment advisor registered with the SEC. The firm offers financial planning and portfolio management services to individuals. They manage approximately $710,000 in regulatory assets under management for 11 clients. The firm is based in New York.

$710,000

Assets Under Management

Not reported

Total Clients

1

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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R. scott Thompson’s Registration & Firm History

NV

04/22/2024 - Present

Pivotpoint Advisors, LLC (LAS VEGAS NV)

NV

02/12/2019 - 08/06/2019

TRANSAMERICA FINANCIAL ADVISORS, INC (LAS VEGAS NV)

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Licenses & Designations

BC

Issued 11/15/2018

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/17/2018

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 02/12/2019

Series 7TO - General Securities Representative Examination

BC

Issued 11/15/2018

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 3 public disclosures for R. scott Thompson. Review regulatory record here.
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