Unclaimed
Richard Mark Gosselin has been in the financial industry since July 21, 1986. Richard is currently registered with Commonwealth Financial Network in Newfields, NH and South Portland, ME. Richard has been a registered representative since 1984. Richard is also a registered investment advisor. Richard is a licensed investment advisor representative with Commonwealth Financial Network. Richard's previous registrations include GWFS Equities, Inc., ICMA-RC Services, LLC, Nationwide Investment Services Corporation, Nationwide Advisory Services, Inc., FISCO Equity, Inc., Chubb Securities Corporation, and D. F. & Associates. Richard specializes in financial planning, portfolio management, and retirement planning. Richard is committed to helping his clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NH
03/09/2020 - Present
Commonwealth Financial Network (Newfields NH)
NH
10/05/2015 - 09/13/2019
GWFS EQUITIES, INC. (CONCORD NH)
NH
02/05/1997 - 09/15/2015
ICMA-RC SERVICES, LLC (LONDONDERRY NH)
OH
07/01/1996 - 01/10/1997
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
OH
11/15/1994 - 07/01/1996
NATIONWIDE ADVISORY SERVICES, INC. (COLUMBUS OH)
RI
02/26/1993 - 09/30/1994
FISCO EQUITY, INC. (LINCOLN RI)
IN
03/10/1992 - 02/26/1993
CHUBB SECURITIES CORPORATION (FORT WAYNE IN)
CT
08/13/1985 - 12/23/1991
D. F. S. & ASSOCIATES (WINDSOR CT)
IA
Issued 02/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/28/2015
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/12/1985
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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