Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you R? Claim Your ProfileR. John Grzesiak is a financial advisor with Raymond James & Associates, Inc., with over 39 years of experience in the financial services industry. John is registered in 16 states and holds a variety of licenses and certifications including the Series 3, 7, 9, 10, 63 and 65 exams. He also holds the Certified Financial Planner designation. John has previously worked at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. John focuses on providing financial planning and portfolio management services to a wide range of clients, including individuals, families, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
09/20/2019 - Present
Raymond James & Associates, Inc. (CHATTANOOGA TN)
TN
01/29/2009 - 08/29/2019
WELLS FARGO CLEARING SERVICES, LLC (CHATTANOOGA TN)
TN
01/12/2001 - 01/30/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHATTANOOGA TN)
NY
09/01/1989 - 01/23/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
05/10/1988 - 02/22/1989
ISFA CORPORATION
WI
12/22/1987 - 02/22/1989
ISFA CORPORATION (APPLETON WI)
NA
01/19/1987 - 10/20/1987
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
05/12/1986 - 02/04/1987
MOSELEY SECURITIES CORPORATION
NA
03/27/1984 - 05/21/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
IA
Issued 06/03/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/05/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/04/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1991
Series 3 - National Commodity Futures Examination
BC
Issued 03/17/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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